| Business Summary | | U.S.
Global
Investors,
Inc.
and
its
wholly
owned
subsidiaries
are
in
the
mutual
fund
management
business.
As
part
of
the
mutual
fund
management
business,
the
Company
provides
the
following:
investment
advisory
services
through
the
Company
or
its
subsidiaries
to
institutions
(namely,
mutual
funds)
and
other
persons;
transfer
agency
and
record
keeping
services;
mailing
services;
custodial
and
administrative
services,
through
its
wholly
owned
trust
company
and
administrator
for
IRAs
and
other
types
of
retirement
plans;
and
distribution
services,
through
its
wholly
owned
broker/dealer,
to
mutual
funds
advised
by
the
Company.
The
fees
from
investment
advisory,
transfer
agent,
fund
distribution,
administrative
and
custodial
services
and
investment
income
are
the
primary
sources
of
the
Company's
revenue. | More
from
Market Guide: Expanded
Business Description |
| Financial Summary | | U.S.
Global
Investors,
Inc.
serves
as
investment
adviser,
investment
manager
and
transfer
agent
to
U.S.
Global
Investors
Funds
and
U.S.
Global
Accolade
Funds.
For
the
nine
months
ended
3/31/01,
revenues
decreased
16%
to
$7.1
million.
Net
loss
totaled
$492
thousand
vs.
an
income
of
$875
thousand.
Revenues
reflect
lower
net
transfer
agent
fees
related
to
the
gold-related
funds.
Net
loss
also
reflects
increases
in
health
insurance
costs,
and
consulting
fees. | More
from
Market Guide: Significant
Developments |
| | | | FY2000 Pay | |
| Frank Holmes, 45 Chairman,
CEO, Chief Investment Officer | $476K | Susan McGee, 41 Pres,
Gen. Counsel | 192K | Bobby Duncan CFO, Chief Operating Officer | -- | Tracy Peterson CAO | -- | Dollar
amounts are as of 30-June-2000 and compensation values are for the fiscal year ending on that date; "Pay" is salary, bonuses, etc.. |
| More
from
Market Guide on Officers & Directors: Expanded
List, Bios,
Compensation,
Options
|
|