| Business Summary | | Southwest
Securities
Group
Inc.
is
a
full-service
securities
and
banking
firm
using
technology
to
deliver
a
broad
range
of
investment
and
related
financial
services
to
its
clients,
which
include
individual
and
institutional
investors,
broker/dealers,
corporations,
governmental
entities
and
financial
intermediaries.
The
Company's
Brokerage
Group
provides
clearing
services
to
200
correspondent
broker/dealers
and
over
500
independent
contract
brokers,
as
well
as
full-service
and
online
discount
brokerage
services
to
individual
investors.
Its
Asset
Management
Group
offers
investment
management,
advisory
and
trust
services
through
three
subsidiaries.
Under
the
Banking
Group,
the
Company
also
offers
full-service,
traditional
banking
through
First
Savings
Bank. | More
from
Market Guide: Expanded
Business Description |
| Financial Summary | | SWS
provides
securities
transaction
processing
and
operates
a
full-service
brokerage,
investment
banking
and
asset
management
firm.
The
Company
also
provides
brokerage
and
investment
services.
For
the
fiscal
year
ended
6/29/01,
revenues
fell
21%
to
$466.6
million.
Net
income
before
accounting
change
fell
79%
to
$19.6
million.
Revenues
reflect
decreased
net
gains
on
principal
transactions.
Net
income
also
reflects
an
increased
interest
expense. | More
from
Market Guide: Significant
Developments |
| | | | FY1999 Pay | |
| Don Buchholz, 70 Chairman | -- | David Glatstein, 50 CEO,
Pres, Director | $1.3M | Stacy Hodges, 36 Exec.
VP, CFO and Treasurer | -- | Kenneth Hanks, 45 Exec.
VP, COO | 414K | W. Thompson, 43 Exec.
VP, CIO | 414K | Dollar amounts are as of 25-June-1999 and compensation values are for the fiscal year ending on that date; "Pay" is salary, bonuses, etc.. |
| More
from
Market Guide on Officers & Directors: Expanded
List, Bios,
Compensation,
Options
|
|