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Profile - Southwest Securities Grp. (NYSE:SWS)
As of 31-Aug-2001
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More Info: Quote | Chart | News | Profile | Research | SEC | Msgs | Insider | Options | Financials
Upcoming Events
Oct  1Dividend payment of $0.10
Location
1201 Elm Street, Suite 3500
Dallas, TX 75270
Phone: (214) 859-1800
Fax: (214) 658-9312
Email: info@swst.com
Employees (last reported count): 1,057
Financial Links
 ·Top Institutional Holders
 ·Top Mutual Fund Holders
 ·Analyst Upgrade/Downgrade History
 ·Historical Quote Data
 ·Free Annual Report
 ·Raw SEC Filings at sec.gov
Competitors:
 ·Sector: Financial
 ·Industry: Investment Services
Company Websites
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 ·Employment
 ·Yahoo! Category

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Index Membership
 ·S&P 600 SmallCap
Ownership
·Insider and 5%+ Owners: 28%
·Over the last 6 months:
 · 4 insider buys; 9,000  shares (0.2% of insider shares)
·Institutional: 53% (74% of float)
(206 institutions)
·Net Inst. Selling: 27.0K shares
(prior quarter to latest quarter)
More From Market Guide
 ·Highlights
 ·Performance
 ·Ratio Comparisons
Business Summary
Southwest Securities Group Inc. is a full-service securities and banking firm using technology to deliver a broad range of investment and related financial services to its clients, which include individual and institutional investors, broker/dealers, corporations, governmental entities and financial intermediaries. The Company's Brokerage Group provides clearing services to 200 correspondent broker/dealers and over 500 independent contract brokers, as well as full-service and online discount brokerage services to individual investors. Its Asset Management Group offers investment management, advisory and trust services through three subsidiaries. Under the Banking Group, the Company also offers full-service, traditional banking through First Savings Bank.
More from Market Guide: Expanded Business Description

Financial Summary
SWS provides securities transaction processing and operates a full-service brokerage, investment banking and asset management firm. The Company also provides brokerage and investment services. For the fiscal year ended 6/29/01, revenues fell 21% to $466.6 million. Net income before accounting change fell 79% to $19.6 million. Revenues reflect decreased net gains on principal transactions. Net income also reflects an increased interest expense.
More from Market Guide: Significant Developments

Officers[Insider Trade Data]
FY1999 Pay

Don Buchholz, 70
Chairman
--  
David Glatstein, 50
CEO, Pres, Director
$1.3M
Stacy Hodges, 36
Exec. VP, CFO and Treasurer
--  
Kenneth Hanks, 45
Exec. VP, COO
414K
W. Thompson, 43
Exec. VP, CIO
414K
Dollar amounts are as of 25-June-1999 and compensation values are for the fiscal year ending on that date; "Pay" is salary, bonuses, etc..
More from Market Guide on Officers & Directors:
Expanded List, Bios, Compensation, Options
Statistics at a Glance -- NYSE:SWSAs of 31-Aug-2001
Price and Volume
52-Week Low
on 6-Apr-2001
$16.00 
Recent Price$21.23 
52-Week High
on 5-Sep-2000
$37.438
Beta1.40 
Daily Volume (3-month avg)113.8K
Daily Volume (10-day avg)110.0K
Stock Performance
[one-year price graph]
big chart [1d | 5d | 3m | 6m | 1y | 2y | 5y | max]
52-Week Change-41.6%
52-Week Change
relative to S&P500
-21.7%
Share-Related Items
Market Capitalization$366.2M
Shares Outstanding17.2M
Float12.4M
Dividends & Splits
Annual Dividend (indicated)$0.40 
Dividend Yield1.88%
Last Split: 11 for 10 on 13-July-1999
Per-Share Data
Book Value (mrq*)$17.36 
Earnings (ttm)$1.19 
Earnings (mrq)$0.15 
Sales (ttm)$27.92 
Cash (mrq*)$1.81 
Valuation Ratios
Price/Book (mrq*)1.22 
Price/Earnings (ttm)17.82 
Price/Sales (ttm)0.76 
Income Statements
Sales (ttm)$466.6M
EBITDA (ttm*)$203.9M
Income available to common (ttm)$19.6M
Profitability
Profit Margin (ttm)4.7%
Operating Margin (ttm)6.9%
Fiscal Year
Fiscal Year EndsJune 29
Most recent quarter
(fully updated)
29-June-2001
Most recent quarter
(flash earnings)
30-June-2001
Management Effectiveness
Return on Assets (ttm)0.50%
Return on Equity (ttm)6.48%
Financial Strength
Current RatioN/A 
Debt/Equity (mrq*)0.03 
Total Cash (mrq)$31.2M
Short Interest
As of 8-Aug-2001
Shares Short6.02M
Percent of Float48.5%
Shares Short
(Prior Month)
5.23M
Short Ratio49.33 
Daily Volume122.0K
See Profile Help for a description of each item above;   K = thousands;   M = millions;   mrq = most-recent quarter;   ttm = trailing twelve months;   (as of 30-June-2001, except mrq*/ttm* items as of 29-June-2001)

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